(Senior) Finance Manager

Key Responsibilities

• Handle daily booking and accounting entries for a wide range of financial products, ensuring accurate recording of trades, e.g.,brokerage fees, and commissions.
• Manage month‑end closing and financial reporting for non‑licensed corporations within the group.
• Monitor and reconcile client trading settlement funds, broker statements, perform client money segregation.
• Lead the preparation and timely submission of Financial Resources Rules (FRR) regulatory returns.
• Conduct daily monitoring of FRR compliance, ensuring the firm maintains sufficient liquid capital and assessing the capital impact of new business activities.
• Drive automation initiatives for FRR reporting – streamline data extraction, calculation logic, and submission workflows to enhance efficiency, reduce manual errors, and shorten reporting turnaround times.
• Manage other statutory and regulatory filings,Coordinate external audits, tax filings, and internal review processes.
• Liaise with regulators, head office, external auditors, and professional firms on accounting and compliance matters.

Job Requirements

• Bachelor’s degree or above in Accounting, Finance, or a related discipline.
• Minimum 6 years of relevant experience in finance/accounting, with at least 3 years in a securities firm or financial institution.
• Solid experience in SFC FRR reporting at a licensed corporation.
• Strong knowledge of accounting treatment and booking procedures for various financial products (equities, options, futures, structured notes, funds, etc.).
• Proven experience in securities trade settlement, client money reconciliation, and brokerage accounting.
• Professional accounting qualification (CPA / HKICPA / ACCA) is highly preferred.
• Familiar with SFC regulatory standards and licensing requirements.
• Ability to handle full-set accounts and regulatory returns independently.
• Strong analytical skills, attention to detail, and ability to work under pressure.
• Excellent command of written and spoken English and Chinese (Cantonese and Mandarin).
• Proficient in MS Office applications and accounting software.
• Immediate availability is an advantage.

Full-time