Associate Legal Counsel
# Associate Legal Counsel **Ultimus Fund Solutions** · `Remote` · `Full Time` 💼 **Уровень роли:** `Mid-level` 🕒 **Статус:** *Опубликовано: сегодня* · *Источник: Himalayas (JSON API)* --- ### Top Skills & Match 🎯 **Ключевой стек роли:** `[Legal-Counsel]` `[Associate-Attorney]` `[Compliance-Attorney]` `[Securities-Attorney]` `[Legal-Administration]` `[Associate-Legal-Counsel]` `[Associate-Counsel]` `[Associate-Corporate-Counsel]` `[Associate-Commercial-Counsel]` --- ### About the Role SUMMARY The Associate Legal Counsel is responsible for providing a prominent level of Legal Administration services to address the basic legal needs of multiple clients. KEY ACCOUNTABILITIES - Prepares client registration statement updates. - Prepares other client SEC filings. - Prepares and distributes all client board and committee materials. - Attending board and committee meetings by telephone or if a client requests, in person, to record notes. - Drafts the minutes of client board and committee meetings. - Provides updates to clients on recent regulatory events and conducts basic regulatory research for clients on the Investment Company Act of 1940 that does not involve legal conclusions. - Drafts Ultimus contract amendments for services provided to assigned clients. - Ensures the completion of (or, if appropriate, completes) all internal compliance related documents for assigned clients, such as filing checklists in an accurate and timely manner. - Ensures that the Legal Administration relationship with each assigned client is strong and that the client’s satisfaction level with the relationship remains high. - Prepares relevant filings and documents for certain special regulatory add-on services such as building of new funds/trusts, proxy and information statements and Form N-14. WORKING RELATIONSHIPS - Mentors associates through instruction, coaching, providing real-time on-the-job experiences, modeling effective practices, and advising on methods used. - Serves on departmental committees, as requested. - As appropriate, maintains regular contact with internal departments and external vendors/relationships with respect to meeting assigned clients’ needs. - Engages in direct interaction with team members and may interact, on a limited basis, with clients. May perform other duties as required and assigned. EDUCATION AND EXPERIENCE - A J.D. and membership (or anticipated membership) in the bar of at least one state. - 0-3 years of experience as a 1940 Act attorney. KNOWLEDGE - Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933 and the Securities Exchange Act of 1934. - Relevant securities laws. - Microsoft Office Suite. - Adobe Acrobat. SKILLS AND ABILITIES - Client service skills with an aptitude for understanding the clients’ basic legal needs and how they are related to the clients’ business needs. - Proficiency in written communication skills, including the ability to set forth legal principles in “plain English.” - Legal research skills and an aptitude for legal analysis. - Aligns associates with company values and goals. - Plans and delegates the work of others. - Motivates and inspires others. - Assesses the performance of self and associates to make improvements or take corrective action. - Plans and develops systems and procedures to improve operating quality and efficiency of department in accordance with company policies and procedures. - Troubleshoots issues utilizing creative and critical thinking skills. - Multitasking, analytical, and organizational skills. - Initiative-taking, strategic, and meticulous approaches with a strong commitment to quality, efficiency, and effectiveness. - Demonstrates personal integrity, responsibility, and accountability. - Effectively uses resources such as time and information in conjunction with associates. - Participates in solving problems and making decisions. - Presents and expresses ideas and information, written and oral, clearly, and concisely. - Actively listens to others to achieve understanding and supports an open exchange of ideas and information. - Identifies needs, arranges for, and obtains resources to accomplish individual and department goals. - Establishes and develops effective working relationships with associates and clientele during both favorable and unfavorable situations. - Modifies team and individual priorities and deadlines in response to added information, changing conditions, or unexpected obstacles and ensures completion. Originally posted on Himalayas
- Legal-Counsel
- Associate-Attorney
- Compliance-Attorney
- Securities-Attorney
- Legal-Administration
- Associate-Legal-Counsel
- Associate-Counsel
- Associate-Corporate-Counsel
- Associate-Commercial-Counsel
Наблюдалась 2026-10-12, впервые 2026-10-12, источник — Himalayas (JSON API).