Associate/AVP, KYC Specialist, Institutional Sales
# Associate/AVP, KYC Specialist, Institutional Sales **BOC International** · Hong Kong · `On-site` 🕒 **Статус:** *Опубликовано: 11 дней назад* · *Источник: Indeed* --- ### About the Role The Role Associate/AVP, Middle Office, Institutional Sales Key Accountabilities - Manage on-boarding of Global Market, Investment banking and asset Management clients etc. to collect Client Due Diligence Information and reviewing account opening documents; - Perform KYC and AML check on customer account documentation to ensure full compliance with rules and regulations; - Administer on-going KYC/CDD review maintenance of account documentation, transaction review, and other account servicing functions; - Provide advice and guidance to front line staff regarding inquiries on KYC requirement; liaise with AML compliance where necessary; - Conduct regular and ad-hoc compliance sanction screening of all customer accounts; identify suspicious name hit and execute appropriate actions accordingly; - Formulate, implement and review Policy and Procedures on regulatory compliance of customer account and administration; - Support daily Middle-Office tasks including client enquiries, payment, best execution review, IPO/Placement, corporation action advice, trading limit control and review etc.; - Take responsibility of any ad-hoc task/project assigned by Team Head/Department Head/Head Office. Skills & Experience - University graduated in Finance, Business Administration or relevant disciplines with 3 years experience; - Candidates with over 2 years of full time working experience in Hong Kong or overseas is considered as an advantage; - Experience working in securities firm preferable; - Excellent analytical, problem solving and decision making skills; - Excellent communication and interpersonal skills; - Fluency in written and spoken English and Chinese (both Cantonese and Mandarin); - Immediate availability is an advantage. Other Information - Please apply in strict confidence with full resume, academic record, current and expected salaries; - The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidate will be destroyed within 24 months; - Candidates with Enhanced Competency Framework (ECF): please state on the CV. About BOCI As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited (“BOCI”), is now seeking highly motivated, creative and success-oriented professional who would like to pursue the career for supporting our group.
Наблюдалась 2026-10-20, впервые 2026-10-09, источник — Indeed.